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监管

SEC asks court to force ISS to provide client voting records

监管新闻:SEC asks court to force ISS to provide client voting records 暂未识别到明确 ticker,适合作为宏观或行业背景观察。

监管新闻可能改变单一标的跳空风险,优先检查近月保护性 put、价差和事件后的 IV 回落。

监管

FCC urges judge to toss Disney lawsuit challenging ABC license review

监管新闻:FCC urges judge to toss Disney lawsuit challenging ABC license review 暂未识别到明确 ticker,适合作为宏观或行业背景观察。

监管新闻可能改变单一标的跳空风险,优先检查近月保护性 put、价差和事件后的 IV 回落。

监管

SEC Proposes Rescission of Political Contribution Rule for Investment Advisers

监管新闻:The Securities and Exchange Commission today issued a proposal to rescind its “pay-to-play” rule that prohibits investment advisers from providing com... 暂未识别到明确 ticker,适合作为宏观或行业背景观察。

监管新闻可能改变单一标的跳空风险,优先检查近月保护性 put、价差和事件后的 IV 回落。

监管

Australia regulator imposes A$50M capital add-on on ING after liquidity breaches

监管新闻:Australia regulator imposes A$50M capital add-on on ING after liquidity breaches 暂未识别到明确 ticker,适合作为宏观或行业背景观察。

监管新闻可能改变单一标的跳空风险,优先检查近月保护性 put、价差和事件后的 IV 回落。

监管

Amazon’s stock slips as the FTC alleges billions of dollars in hidden ad fees

监管新闻:Regulators claim Amazon artificially bumped up floor prices during peak shopping periods, adding surcharges to merchants’ ad spending. 暂未识别到明确 ticker,适合作为宏观或行业背景观察。

监管新闻可能改变单一标的跳空风险,优先检查近月保护性 put、价差和事件后的 IV 回落。

监管

SEC Proposes Amendments to Exchange Act Rule 3a12-8 to Add European Union Debt Obligations

监管新闻:The Securities and Exchange Commission today proposed amendments to Rule 3a12-8 under the Securities Exchange Act of 1934 to add the debt obligations of the European Union (EU) to ... 暂未识别到明确 ticker,适合作为宏观或行业背景观察。

监管新闻可能改变单一标的跳空风险,优先检查近月保护性 put、价差和事件后的 IV 回落。

监管

SEC: 38 Entities Feigned Legitimacy as U.S. Advisers Through False Filings to Lure Retail Investors

监管新闻:The Securities and Exchange Commission today charged 38 entities alleging that they made material misrepresentations in Forms ADV filed with the Commission between 2025 and 2026 to... 暂未识别到明确 ticker,适合作为宏观或行业背景观察。

监管新闻可能改变单一标的跳空风险,优先检查近月保护性 put、价差和事件后的 IV 回落。

监管

Indiana governor calls for investigation of NIPSCO over slow storm response

监管新闻:Indiana governor calls for investigation of NIPSCO over slow storm response 暂未识别到明确 ticker,适合作为宏观或行业背景观察。

监管新闻可能改变单一标的跳空风险,优先检查近月保护性 put、价差和事件后的 IV 回落。

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